Advisors in Transition
Becoming an independent Registered Investment Advisor (RIA) can bring you a new level of freedom. Transitioning to the RIA model can mean that you have the potential to keep more of what you earn, and manage your business and client relationships the way you want.
Understanding the RIA Model
Learn what’s involved with being an RIA. Discover that being an RIA doesn’t mean you need to abandon your traditional brokerage business. You can find the solution that’s right for you.
Benefits of the RIA Model
Becoming an RIA supported by Schwab Advisor Services can bring you a new level of freedom. Learn the benefits of running your own business, and the key considerations before making the move.
Schwab Advantage
Whether you’re just starting up in the RIA world or you have a well-established practice, we’re here to help you build the future you want for your firm.
Transition Process
Learn what’s involved in making the transition to independence and how Schwab can assist you in making the move.
Print
Get in Touch
Find more information on what it's like to work with Schwab.
Contact us online or call:
877-687-4085
Contact us online or call:
All inquiries are confidential
Featured Case Studies
More advisors make the move to the independent RIA model.
Read case studies profiling advisors Leo Arms, Brian Power, Karen McCloskey, Michael Yoshikami
Read case studies profiling advisors Leo Arms, Brian Power, Karen McCloskey, Michael Yoshikami
Featured White Papers
Read about legal considerations, understanding hybrid practice and starting or joining a firm:
Legal & regulatory considerations
Understanding the Hybrid practice
Starting or joining a firm
Legal & regulatory considerations
Understanding the Hybrid practice
Starting or joining a firm
