MarketCounsel’s Brian Hamburger discusses legal considerations to help with an advisor's transition.


Learn what your exit could look like.
Your timeframe for leaving, and what information you can transfer between firms, depend on what agreements you might have already signed.

 

Be confident in the process.
Start by creating a clear vision of what you want your business to become. How many partners will you have? Where will you set up shop?



Make sure your plan is comprehensive.
Legal counsel can help structure a strategic plan, ensuring that all the essential elements—registration, disclosures, policies and procedures, and client agreements—are considered.