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Equities, Exchange-Traded Products and Mutual Funds

By
November 09, 2017

Member for

1 year 1 month
A104398
Submitted by Brian.Lavelle on Thu, 11/09/2017 - 14:23

Equities

Proactively monitor your clients' holdings and receive supply-and-demand alerts, research, earnings releases and Schwab's commitment to fast trades and dependable execution. You also have access to a block trading desk for more complex trading needs (note: manual rates apply)

Equities include:

  • Listed and OTC equities and options
  • American Depository Receipts
  • Foreign securities
  • Custom hedging strategies and structured products
  • Restricted stock services
  • Initial and secondary public offerings

Exchange-Traded Products

Schwab provides advisors with access to every U.S.-listed ETF and the support of insights, and resources needed to invest in Exchange-Traded Funds (ETFs) and other exchange -traded products.

Need to research, monitor or validate your ETF picks?
We offer powerful online tools to screen, compare and monitor ETFs, including the Schwab ETF Select List™, an objective, straightforward list of what we think are smart ETF choices in core categories.

Concerned about costs?
Schwab ETF OneSource™ provides commission-free trading1 on more than 200 ETFs from 14 leading providers. Covering 66 asset classes, you can create diversified ETF portfolios for your clients all without a trade commission.

Need trading support?
We have a dedicated ETF Trading desk that can help with trade execution.

Investors should carefully consider information contained in the prospectus, including investment objectives, risks, charges and expenses. You can obtain a prospectus by visiting schwabetfs.com or the fund manager’s website. Please read the prospectus carefully before investing.

Mutual Funds

Access the mutual fund resources you need to build a diversified portfolio for your clients, including thousands of no-load, no-transaction-fee funds through our Mutual Fund OneSource® service. You'll find some of the most sought-after mutual fund managers of institutional-quality funds in all major disciplines, asset classes and commission structures. Schwab's dedicated trading service team is available to provide timely, accurate information and assistance with your mutual fund holdings.

Schwab's Financial and Other Relationships with Mutual Funds

Investors should carefully consider information contained in the prospectus, including investment objectives, risks, charges and expenses. You can request a prospectus by calling Schwab at 800-435-4000. Please read the prospectus carefully before investing.