Cybersecurity insights

Cybersecurity can be overwhelming and complex. We interviewed several experts and advisors to get guidance for developing a strong program, along with best practices for ongoing evaluation and maintenance.

Below, you'll find videos from our interview series with advisors that provide insights and practical ideas to help you in your cybersecurity planning efforts.

In the first video, Ann Smith, chief operating officer and chief compliance officer of  Heritage Financial Services, shares how her firm evaluated its preparedness, defined a plan, and educated employees and clients.

In our second video, Rob Ross, chief compliance officer of Sontag Advisory, recounts his firm’s experience of going through an SEC cybersecurity exam and offers his insight about what to expect and how to be prepared.

Check back regularly for additional videos.

Tech Partner Ann Smith Tackling cybersecurity: How one firm got started


Ann Smith
Heritage Financial Services

Tech Partner Rob RossStrategies for the SEC cybersecurity exam


Rob Ross
Sontag Advisory

Explore more resources

See a quick demo of our robust Cybersecurity Resource Center
Advisors who custody with Schwab can visit our Cybersecurity Resource Center for a range of action-oriented tools