Provider Listings
Leverage Schwab's relationship with RIA vendors across the industry to research and select a solution that may be right for your firm.
Find your firm's next provider
To help you find the right solutions for your firm, use the filters below to select the kind of tool or service you need. You can also filter results based on the level of integration with Schwab or even the provider's name. You can then easily focus in on those that may fit your needs, and click through to view detailed information, including screenshots of the technology in action.
| Product | Company | Category | Summary | Schwab Integration & Programs |
|---|---|---|---|---|
| Outsourced Compliance Services | Vigilant Compliance, LLC | Compliance | Full Service Compliance Services to State and SEC Registered Advisers. Vigilant's highly qualified staff will serve as the in house CCO’s compliance staff, Outsourced CCO, Policy and Procedure Development, SEC/State Registration, Registered Representative Management & Continuing Education Services, Mock SEC Examinations, Compliance Training, Marketing/Advertising Compliance Review, AML/KYC/KYI Reviews, Cybersecurity Consulting, and Ad Hoc Compliance Consulting related to SEC/FINRA/CFTC/NFA, etc. |
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| Vise | Vise | Portfolio Management, Trading & Rebalancing | Tech-powered investment management building hyper-customized portfolios. |
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| AdviserGo | Voyant, Inc. | Financial Planning | Deliver a complete financial view to your clients. |
Daily Data Files |
| ClientGo | Voyant, Inc. | Financial Planning | Give your clients access to adjust plan inputs on their own time. |
Daily Data Files |
| VRGL | VRGL, Inc | Financial Planning, Portfolio Management, Research & Analytics, Risk Analysis | Wealth advisor tool that accelerates the investment proposal and client acquisition process. |
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| Wealth Access | Wealth Access, Inc | Data Aggregator, Reporting | Advisor branded client portal delivering aggregation as a service. |
Daily Data Files |
| The most comprehensive estate planning platform. | wealth.com | Financial Planning | A combination of best-in-class estate planning technology, AI and human expertise to elevate the wealth management industry. |
SIT Provider |
| IncomeConductor® | WealthConductor | Financial Planning, Other, Portfolio Management | Advisor software to create customized, time-segmented retirement income plans. |
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| WealthConnect Professional | WealthConnect | CRM, CRM Consultants, Practice Management | WealthConnect Professional is the integrated Salesforce-based platform for Financial Professionals. |
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| Wealthsite | Wealthsite | Portfolio Management, Reporting, UHNW Technology | Multi-currency portfolio accounting, performance & partnership reporting. |
Daily Data Files |
| Whealthcare Planning cloud-based digital client engagement application | Whealthcare Planning | Financial Planning | Whealthcare Planning's multi-award winning solution enables financial and insurance professionals to confidently and comfortably address client wellness and longevity-related challenges without specialized knowledge. |
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| Whealthcare Planning health, wellness, and longevity-focused training programs | Whealthcare Planning | Practice Management | Our training programs explore important health, wellness, and longevity-related topics and are designed to facilitate the adoption of practices that enable financial advisor and compliance teams to more effectively serve and protect their clients. |
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| E&O/Cyber Insurance | Windermere Insurance Group, LLC | Cybersecurity, Practice Management | Professional and management liability insurance for RIAs. |
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| Foreign Withholding Tax Recovery Specialists | WTax | Other, UHNW Technology | Outsourced foreign withholding tax recovery services. |
Daily Data Files |
| Managed Security | Xantrion | Cybersecurity | Managed Security is your turnkey cybersecurity compliance program. |
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| Core IT | Xantrion | Cybersecurity, IT/Infrastructure/Hosting | Core IT is your comprehensive IT operations and support program. |
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| YCharts Professional | YCharts | Research & Analytics | Investment research platform designed for today’s RIA. |
API Integration, Single Sign On |
| Yewno Edge | Yewno Finance | Research & Analytics | AI enhanced research, risk, real-time portfolio construction platform. |
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| YieldX Technology Platform and Investment Management Solutions | YieldX, Inc. | Portfolio Management | B2B platform opening up fixed income investing to all investors. |
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| YourCyber.Life Professional | YourCyber.Life | Cybersecurity | End Client Cyber Security Education. |
SIT Provider |
| Yourefolio | Yourefolio | Financial Planning | Yourefolio is Estate and Legacy Planning software for advisors. |
Daily Data Files |
| Zacks Advisor Tools Premium | Zacks Professional Services | Research & Analytics | Advisor Tools Premium + Excel Add-in and model consultants. |
Daily Data Files |