Provider Listings
Leverage Schwab's relationship with RIA vendors across the industry to research and select a solution that may be right for your firm.
Find your firm's next provider
To help you find the right solutions for your firm, use the filters below to select the kind of tool or service you need. You can also filter results based on the level of integration with Schwab or even the provider's name. You can then easily focus in on those that may fit your needs, and click through to view detailed information, including screenshots of the technology in action.
| Product | Company | Category | Summary | Schwab Integration & Programs |
|---|---|---|---|---|
| Complect Marketplace | Complect | Compliance | Marketplace to hire former CCOs & regulators for your compliance needs. |
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| Complect Q&A Forum | Complect | Compliance | Compliance forum for those who just want ad hoc compliance advice. |
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| XLR8 | Concenter Services | CRM Consultants | Salesforce customized for Advisors and Wealth Managers |
API Integration |
| Mobile Scribe | Copytalk | Practice Management | Copytalk provides secure transcription via phone or smartphone app. |
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| All-In-One Cybersecurity Platform | Coro.net | Cybersecurity | One pane of glass and price to Protect Email, Endpoints, Wi-Fi, DLP and Cloud Apps. |
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| d1g1t Enterprise Wealth Management Platform | d1g1t Inc. | Integrated Platform | Enterprise wealth management platform powered by advanced analytics and risk management tools. |
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| Custom Automation Software | Database Concepts, LLC | Other, Practice Management | Software to automate office and trade functions. |
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| Client Discovery - Behavioral Assessment - Library | DataPoints | Client Profiling FP, Other, Risk Analysis | Uncover client money mindset with behavioral assessments from DataPoints. |
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| Delio Core | Delio Ltd | Website/Portal | Delio Core is a white-labelled operating system for private markets. |
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| Delio Structuring | Delio Ltd | Research & Analytics | Delio structures investment vehicles for financial institutions. |
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| dfd.ai | DFD Partners | Other, Practice Management | We leverage ai/ml to match asset and wealth managers to their next client |
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| Dispatch | Dispatch | Data Aggregator, Document and Form Management, Practice Management | Dispatch syncs client data across your tech stack. |
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| Financial DNA | DNA Behavior Resources USA, Inc | Client Profiling FP, Financial Planning | Online financial personality management solution using validated financial personality insights. |
Single Sign On |
| Docupace | Docupace | Compliance, Document and Form Management, Integrated Platform | Docupace solutions help RIAs streamline onboarding, doc management & other functions |
Daily Data Files |
| New Account Opening, Document Management and Storage, Automation and Workflow Engine, Digital Disclosure Delivery, Trade Surveillance and Compliance, Advisor Compensation, and Advisor Transition Acceleration | Docupace Technologies, LLC | Compliance, Document and Form Management, Integrated Platform | Docupace solutions help RIAs streamline onboarding, doc mgmt & other functions. |
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| DocuSign | DocuSign | Compliance, Document and Form Management, IT/Infrastructure/Hosting, Other, Practice Management | Send and sign agreements securely from virtually any device. |
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| Tax Planning Assessment for Financial Advisors | Dominion Enterprise Services | Other, Practice Management | Advisor specific CPA firm focused on proactive planning and income tax filing for growing firms. |
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| Tax planning and income tax filing for Advisor Firms | Dominion Enterprise Services | Practice Management | Advisor specific CPA firm focused on proactive planning and income tax filing for growing firms. |
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| SmartOffice | Ebix | Practice Management | CRM, reporting, and investment data feeds in one powerful solution. |
Daily Data Files |
| eVestech | eCIO, Inc. | Document and Form Management, Reporting, Website/Portal | Increase your clients’ confidence in their investment programs with a centralized, secure, easy-to-use portal that’s branded for you and customized for them. |
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| Egan-Jones Proxy Advisory, Execution, and N-PX reporting | Egan-Jones Proxy Services | Practice Management | Proxy guidance, execution and N-PX report generation for wealth managers & RIAs. |
SIT Provider |
| Egnyte Collaborate | Egnyte, Inc. | Document and Form Management | Trusted document experience for Financial Services. |
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| Egnyte Secure & Govern | Egnyte, Inc. | Compliance | Intelligent content security and governance for Financial Services. |
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| Medicare by eHealth | eHealth | Other, Practice Management | Quickly connect your clients with optimal Medicare coverage. |
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| Individual and Family Health Insurance | eHealth | Other, Practice Management | Quickly connect your clients with affordable insurance coverage. |