Legislative & Regulatory Affairs
Stay informed and ready to act when Washington changes rules or laws that affect your firm and your clients. Schwab experts are on your side with valuable insights.
RIA Washington Watch
Each quarter, Michael Townsend, vice president of legislative and regulatory affairs for Charles Schwab & Co., offers a closer look at what's happening in D.C. and how it impacts advisors, their clients, and the Registered Investment Advisor (RIA) industry.
Get wise with this podcast
Get wise with this podcast
Listen to the WashingtonWise InvestorTM podcast with Michael Townsend and his expert guests as they dig into the latest policies and politics affecting the markets. This biweekly podcast offers a nonpartisan view and sheds light on what investors should know.
For our clients
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Sign up for a Regulatory Update webcast
Join Schwab experts as they unpack six months of legal and regulatory topics for RIAs.
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Get timely compliance insights
Stay on top of evolving compliance requirements with commentary from some of the industry's leading consulting firms and attorneys.
Contact
Let us be your advocate
Take the first step toward the RIA model. Connect with a Schwab Business Development Officer for a completely confidential conversation and to learn how we can help advisors like you break free.