Provider Listings
Leverage Schwab's relationship with RIA vendors across the industry to research and select a solution that may be right for your firm.
Find your firm's next provider
To help you find the right solutions for your firm, use the filters below to select the kind of tool or service you need. You can also filter results based on the level of integration with Schwab or even the provider's name. You can then easily focus in on those that may fit your needs, and click through to view detailed information, including screenshots of the technology in action.
| Product | Company | Category | Summary | Schwab Integration & Programs |
|---|---|---|---|---|
| SmartRIA Pro Platform | SmartRIA | Compliance, Document and Form Management, Practice Management, Reporting | SmartRIA is a comprehensive platform that simplifies compliance for wealth managers. |
Daily Data Files |
| SmartRIA Data Governance | SmartRIA | Compliance, Cybersecurity, Practice Management | Automates vendor due diligence and client data governance. |
Daily Data Files |
| Marketing Automation for RIAs | Snappy Kraken | Practice Management | Automated client and prospect journeys to achieve specific outcomes. |
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| Managed Security Services | SOCBOX | Cybersecurity | Cybersecurity experts, leading-edge tools, and 24/7 SOC monitoring. |
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| Penetration Testing | SOCBOX | Cybersecurity | Thorough security assessments of your business risk profile. |
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| Sora | Sora Finance | Financial Planning | AI-drive liability management and financing for advisors |
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| AOS Managed Services | SS&C Advent | Outsourcing Providers | Tailored and scalable to your back office operational needs, AOS Managed Services allows you to. |
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| APX (Advent Portfolio Exchange®) | SS&C | Advent | CRM, Portfolio Management | Simplify operations with a centralized, scalable platform for all your portfolio, relationship, and prospect data. |
Daily Data Files, Trading Integration |
| Advent Genesis (SM) | SS&C | Advent | Trading & Rebalancing | Expand into new markets, new regions, and new lines of business with confidence, reducing operational risk and driving greater efficiency. |
API Integration, Daily Data Files, Single Sign On, Trading Integration |
| Black Diamond Wealth Platform | SS&C | Advent | Portfolio Management, Reporting, Trading & Rebalancing, Website/Portal | Black Diamond empowers you to deliver a personalized client experience by leveraging. |
API Integration, Daily Data Files, Single Sign On, Trading Integration |
| Advent Moxy® | SS&C | Advent | Trading & Rebalancing | Industry standard multi-asset, multi-currency, full-lifecycle OMS, including pre-trade and post-trade compliance, enabling wealth managers to efficiently implement investment strategies and monitor portfolios. |
Daily Data Files, Trading Integration |
| Salentica Data Broker | SS&C | Salentica | CRM | Cloud-based integration platform for Salesforce & Microsoft Dynamics. |
API Integration, Single Sign On |
| Salentica Elements | SS&C | Salentica | CRM | An integrated CRM solution powered by Salesforce Lightning Platform. |
API Integration, Single Sign On |
| Salentica Engage | SS&C | Salentica | CRM | An integrated CRM platform powered by Microsoft Dynamics 365. |
API Integration, Single Sign On |
| YourStake | Stake PBC | Research & Analytics | YourStake.org provides all the tools financial advisors need to help clients understand and grow their social + environmental impact. |
Daily Data Files |
| Wealthbox | Starburst Labs, Inc. | CRM | Wealthbox is simple, powerful, and beautiful CRM for financial advisors. |
Daily Data Files, Single Sign On |
| StockCalc | StockCalc | Research & Analytics | StockCalc helps you understand the value of the stocks and ETFs in your portfolio. |
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| StockSnips | StockSnips | Research & Analytics | High performing, innovative, active portfolios that leverage AI technology. |
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| StratiFi's PRISM Ratings™ risk scoring technology | StratiFi | Risk Analysis | StratiFi empowers financial advisors with cutting edge technology to create a more holistic view of a household's financial wellness to win prospects, increase wallet share and improve client experience.
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API Integration |
| Summitas | Summitas | Integrated Platform, Other, Website/Portal | ||
| Sycamore Client Manager | Sycamore Company | CRM, CRM Consultants | Fully integrated CRM built for Advisors—Salesforce without the hassle. |
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| Talagent | Talagent Financial Inc. | Risk Analysis | Talagent integrates portfolio risk management, rebalancing, scenario analysis, stress testing and optimization. |
Daily Data Files |
| Website & Collateral | TE+A Marketing | Website/Portal | TE+A specializes in branding & marketing for advisors. |
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| Outbound Marketing/Lead Generation | TE+A Marketing | Practice Management | AMP orchestrates all your outbound marketing efforts. |
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| Telemet Orion | Telemet America, Inc. | Research & Analytics | Real-time trading data, charts, equity research and portfolio attribution. |