Focus 1 Associates LLC

Focus 1 specializes in assisting SEC registered investment advisers—institutional, wealth advisers, family offices, and advisers to private funds—with their compliance needs under Rule 206(4)-7 of the Investment Advisers Act of 1940. Our services include unlimited consulting, templates and sample documents to help your firm get a jump start on meeting SEC compliance rules and regulations. Our team of experienced professionals (including three former CCO's and an SEC Branch Chief Examiner) is committed to delivering practical, solutions-oriented assistance to help administer the firm's annual compliance program. Whether you need consulting and guidance on industry best practices, interpretation of the rules and regulations, industry training, or a hands-on practitioner to help you develop, monitor, and/or test your compliance program, you can depend on us as your compliance team.