Risk and Regulation

Cybersecurity

We are vigilant in helping you protect your firm and your clients from cyber threats. Find resources, tools, and tips to strengthen your defenses. 

 

 

Two investment advisors and a technology officer work on a cybersecurity training plan.

It’s not if, but when

Cybercrime is a top risk in the financial industry. According to the Securities and Exchange Commission, 74% of firms have experienced cyberattacks.1  Schwab has resources that can help you train your team and strengthen your cyber practices. If you custody with us, visit our Cybersecurity Resource Center for a range of action-oriented tools that will help you create a robust program.

Log in to Our Cybersecurity Resource Center
An investor uses their phone as part of a secure two-step login process.

It’s not if, but when

  • Get started

    Consider these tips as you create and refine your cybersecurity plan.

    Learn More

  • Expert perspectives

    Watch Schwab's experts share perspectives on various fraud topics.

    Learn more

  • Advisor insights

    Learn how investment advisors like you develop and maintain cyber defenses.

    Learn more

  • Cybersecurity in action

    See a quick demo of our Cybersecurity Resource Center.

    Learn more

Explore more resources

  • Cybercrime FAQs

    Many investment advisors are seeking answers to cybercrime concerns. That’s why we’ve addressed the top 10 questions here.

    Learn more

  • Five steps to strengthen your cybersecurity program

    Reinforce your cybersecurity with these five steps. We can help you build a program to protect your clients and your firm.

    Learn more

  • Get your cybersecurity program compliance-ready

    Review the SEC’s Office of Compliance Inspections and Examinations’ latest risk alert to help assess your cybersecurity program.

    Learn more

Keys to a more secure data environment

  • Keys to a more secure data environment

    Discover strategies for protecting data and creating a secure infrastructure.

    Learn more

  • Share tips for preventing fraud with your clients

    Learn about common fraud tactics and ways to prevent it from happening to you.

    Learn more

Contact

Cybersecurity Resource Center

Log In
(0117-TE2V)

LinkedIn and RIA Channel are not affiliated with Charles Schwab and Co., Inc.

RIA Channel will share your information with Sponsor, Charles Schwab & Co., Inc. Schwab may use it to contact you and to send you additional insights from Schwab Advisor Services™. Read about privacy at Schwab at www.schwab.com/privacy.

The above mentioned firms and their employees are not affiliated with or employees of Schwab unless otherwise noted. They should not be construed as a recommendation, endorsement of, or sponsorship by Schwab. The views expressed are those of the third party and are provided for information purposes only. Experiences expressed are no guarantee of future performance or success and may not be representative of you or your experience. 

Schwab does not provide investment planning, legal, regulatory, tax, or compliance advice. Consult professionals in these fields to address your specific circumstances.

For informational purposes only. Third party trademarks are the property of their respective owners and used with permission. Third party firms and their employees are not affiliated with or an employee of Schwab.

Information included on this site is intended to be an overview and is subject to change. Experiences expressed by advisors may not be representative of the experience of other advisors and are not a guarantee of future success.

Schwab Advisor Services serves independent investment advisors and includes the custody, trading and support services of Schwab. Independent investment advisors are not owned by, affiliated with or supervised by Schwab.

© 2020 Charles Schwab & Co., Inc. ("Schwab") All rights reserved. Member SIPC.