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Perspectives

Build your business and stay ahead of trends, with fresh perspectives and useful insights.

Featured content

  • Digital is personal: How tech enhances relationships

    June 9, 2021
    Tech doesn't replace the value of good advice. It helps you do what you do better. See how tech can help build stronger relationships.
  • RIA Washington Watch

    July 16, 2021
    A divided Congress struggles to find consensus on key issues while the SEC chairman outlines an ambitious agenda of regulatory initiatives impacting investors and advisors.
  • Table stakes security

    June 30, 2021
    Remote working and the increased reliance on technology offer cybercriminals new opportunities. Your network as well as your team play a role to keeping the system secure.

Evolving your strategy

Learn how to capitalize on industry trends and grow your business.


Managing risk

Keep up with regulatory changes and emerging risks to protect your clients and your business.

  • Returning to the office? Here's your five-step cyber prep list

    August 11, 2021
    As you return to your office, here are five ways to make your transition as smooth and secure as possible.
  • Three types of insurance every firm should consider

    July 30, 2021
    Insurance that protects your RIA firm and your clients' assets from devastating losses is essential. Consider these options to mitigate risk and help safeguard your practice.
  • RIA Washington Watch

    July 16, 2021
    A divided Congress struggles to find consensus on key issues while the SEC chairman outlines an ambitious agenda of regulatory initiatives impacting investors and advisors.
  • Table stakes security

    June 30, 2021
    Remote working and the increased reliance on technology offer cybercriminals new opportunities. Your network as well as your team play a role to keeping the system secure.
  • Washington settles into 2021

    April 15, 2021
    As policymakers begin work on their 2021 agendas, what can independent investment advisors and their clients expect to see?
  • The winds of change surge: What may 2021 bring?

    January 14, 2021
    Lots of changes happening in Washington, including a new administration and a Democrat-controlled Congress. What can advisors expect?

Engaging clients

Get expert commentary and peer insights to help enhance client relationships and adapt to investors' changing needs.


Managing talent

Recruit and retain the best talent for your firm and strengthen your leadership skills.

  • Spend more time with your clients through outsourcing

    September 7, 2021
    Outsourcing can help deepen client relationships, boost your assets under management, and increase your revenue.
  • What's the key to gender diversity? Inclusion

    May 13, 2021
    Find out how a commitment to inclusion can accelerate your gender diversity goals.
  • Six Key Behaviors of Inclusive Leadership

    August 13, 2020
    The makeup of the American population has been changing steadily in recent years, and likely to continue long into the future.
  • Are your leaders aligned?

    June 5, 2020
    Effective leaders drive positive change, but they can’t do it alone. It takes strong teams to manage change successfully.
  • Defining clear roles and responsibilities

    May 29, 2020
    Not clearly understanding roles can make it much more difficult for a team to pursue its shared goals. Use these tips to create role clarity—and help team members do their best work
  • Establishing a clear vision

    May 29, 2020
    Advisors often talk with clients about the importance of staying focused on their goals. Too often, however, they aren’t taking the goal-setting advice when it comes to their own businesses. Here’s five easy ways to help your team develop and pursue a shared purpose.

Marketing your business

Build an engaging brand and attract new clients to your firm.

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