Legislative & Regulatory Affairs

Stay informed on legislative and regulatory changes that affect your firm and your clients with Schwab insights and expertise.

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Regulatory updates

  • Latest News

    Schwab's Office of Legislative and Regulatory Affairs helps you stay on top of the latest regulatory proposals and actions that could affect your firm and your clients.

  • Webcast series

    Hear from Schwab experts with our semiannual webcast series on the latest legal and regulatory topics impacting RIAs. Visit the Events & Education page on Schwab Advisor Center® and scroll to the "Compliance and Legal" section.

RIA Washington Watch

This ongoing series features the observations, insights, and analysis of Michael Townsend, vice president of legislative and regulatory affairs for Charles Schwab & Co., regarding issues and topics that affect RIAs, their clients, and the industry. Read the latest:

Regulatory changes, a topsy turvy election cycle, and the prospect of volatility >

Washington heats up: What to know about stimulus packages, regulations, and upcoming elections >

 

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Education

Advocacy

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