Legislative & Regulatory Affairs
Stay informed and ready to act when Washington changes rules or laws that affect your firm and your clients. Schwab experts are on your side with valuable insights.
RIA Washington Watch
Each quarter, Michael Townsend, vice president of legislative and regulatory affairs for Charles Schwab & Co., offers a closer look at what's happening in D.C. and how it impacts advisors, their clients, and the Registered Investment Advisor (RIA) industry.
Get wise with this podcast
For our clients
Get timely compliance insights
Stay on top of evolving compliance requirements with commentary from some of the industry's leading consulting firms and attorneys.
Let us be your advocate
Take the first step toward the RIA model. Connect with a Schwab Business Development Officer for a completely confidential conversation and to learn how we can help advisors like you break free.