Why Schwab

Making the Transition to the RIA Model

Your journey to independence begins here. We've helped thousands of advisors move to the independent Registered Investment Advisor (RIA) model and can provide you with resources and support throughout the process.

Schwab's extensive transition support

The transition to the independent RIA model looks different for each advisor. When you work with us, you'll be paired with a Business Development Officer (BDO) who will help you identify your goals and vision for your firm. They'll help you access Schwab's suite of services, paving the way for a smooth transition from start to finish.

Comprehensive consulting

Our internal consultants and external connections can help you create a customized transition plan to elevate every aspect of your firm, from your tech offerings to your growth strategy.

Business Consulting & Education

Advanced tech strategy

We'll talk through your firm's tech needs and connect you with in-house consultants who can help you take advantage of our proprietary platform—with over 235 integrations—to best serve your practice and clients.¹

Account Management & Trading

Powerful digital onboarding

You can use Schwab's digital onboarding process to transfer your clients' accounts as efficiently as possible and minimize disruption.

Digital Client Onboarding

The RIA Roadmap

The RIA Roadmap

From defining your business strategy and safeguarding against risk to setting up your office and converting your accounts, this comprehensive guide explores what to consider when mapping your transition to the independent RIA model.

Download the white paper

How Schwab helps you launch and evolve your RIA firm

Learn more about the transition process from Marcy Shipman, a senior business startup consultant who has helped many advisors make the move to the independent RIA model.

What else sets Schwab apart?

We have helped more advisors transition to the independent RIA model than any other custodian.2 We can help you too. Our relationship doesn't end at onboarding—we'll be here to support you even after you launch your practice.

Resources for your firm

Count on us for the resources you need to plot your path to independence, including Q&A with thought leaders and income projection tools.

Solutions made with RIAs in mind

Exceed your clients' expectations with a range of investment options, consulting services, and advanced custodial support for clients with complex needs.

Stop putting off your dream

Take your first steps toward the independent RIA model today. Reach out to a Schwab BDO to start building your ideal firm.

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  1. As of January 2024.
  2. Charles Schwab Strategy, as of March 31, 2024.
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