Tools & Resources

The inspiration and support you need. Make your move to independence—with confidence. 

Tools and resources

Insights for independence

Imagine your own path to independence. Explore tools, articles, statistics, and stories from advisors like you.

RIA facts and figures

  • Guiding Principles assessment

    Unlock steps to help you take your firm to the next level. Discover what's possible.

  • 8 signs you're ready to move

    Take this short assessment to know whether it's your time to make the move to the RIA model.

  • RIA Economic Discovery Tool

    Keeping more of what you earn is one of many compelling reasons for going independent. Explore your earnings potential.

  • Busting RIA myths

    There are many misconceptions about becoming an independent RIA. Get the facts straight before choosing your path forward.

Understanding the movement

  • Rise Above

    Investment advisors have harnessed the freedom and flexibility of the RIA model to thrive—even during challenging times.  Learn how.

  • Exploring independence

    There are more advantages to becoming an RIA than ever before. Be sure you're in the know.

  • Mastering the moment

    Learn how powerful forces have created opportunities uniquely suited to independent investment advisors.

  • Forward momentum

    Choosing independence can be the most important factor in accelerating your career, especially when transitioning as part of an elite team.

Transition considerations

  • Charting your own course

    What will it look like to chart your own course to independence? Review the five core RIA models.

  • The RIA Roadmap

    Our essential guide, with contributions from industry-leading experts, helps you chart a course to running your own firm, from planning to account conversion and managing day-to-day operations.

Schwab support

  • Video: Service Professionals

    Watch video: Service Professionals

    Tina Kerr, senior team manager of Schwab Service, describes the deep relationships her team builds with advisors and the pride they take in supporting advisors’ back offices.

  • Advisor transition services

    Watch video: Advisor Transition Services

    Matt Faries, director of Advisor Transition Services, describes the steps that he and his team take and the lengths to which they go to create a successful transition to the independent Registered Investment Advisor (RIA) model.

  • Elyn Davis

    Watch video: Elyn Davis: Simplifying the transition

    Elyn Davis, Transition Consultant, describes how she supports advisors through the entire process.

Advisor stories

  • See the Schwab Difference video

    Watch video: See the Schwab difference

    What do you need to grow and succeed? Whatever your vision, we can help bring it into focus.

  • Berkeley Capital Partners Video

    Watch video: Berkeley Capital Partners: Our Story of Independence.

    Advisors from Berkeley Capital Partners in Atlanta, GA share their experiences of becoming and working as an independent RIA firm.


Get where you want to be

Talk to a Schwab Business Development Officer to learn how our innovation, insights, and resources can help you own your future and better serve your clients.

All conversations are completely confidential.

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