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Charles Schwab
Schwab Advisor Services™ 

Over 7,500 independent financial advisors depend on Schwab. Here's why.
 
Reza Zamani
Steel Peak Wealth Management
 
REZA: When we decided that it was time for us to go independent, the very first phone call we made was to Charles Schwab.

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Adam Schwartz
Schwab Advisor Services

ADAM: Reza and his team made the decision that independence made sense for them. They really wanted to grow their business.

REZA: They put us in touch with every single person that we needed to meet to build our practice the way we wanted to build our practice, which is for the best interest of our clients.

ADAM: Ultimately they've had a lot of success in their move. They brought over the vast majority of their clients in a very short order.

REZA: I was on the phone with Adam probably two, three times a day. I need an accountant–look at this person. We need a marketing group, I need somewhere I can order desks, I need someone who can help me find the office space. Adam was the quarterback. He essentially helped us meet all the different key people that we needed to meet so we can build a company.

ADAM: The advisor sees us as their right-hand man every step along the journey.

REZA: There's two times in my life when I've become free: When I came to this country at the age of six, and October 12, 2012, when I became free as an advisor.

ADAM: They've got Schwab supporting them every step along the way and there's no reason they're not going to be very successful.

On-screen text: 
Charles Schwab
Own your tomorrow®
 
Charles Schwab is proud to support more independent financial advisors of all sizes and their clients than anyone else.
 
DISCLOSURES:
The views expressed are for general information purposes only and are not intended to be a substitute for specific individualized legal or compliance advice. Where specific advice is necessary or appropriate, Schwab recommends consultation with a professional. Examples described are for illustrative purposes only and do not represent a guarantee of future performance or success and may not be representative of your experience.

Steel Peak Wealth Management is not owned by or affiliated with Schwab, and its personnel are not employees or agents of Schwab. This is not a referral to, endorsement or recommendation of, or testimonial for the advisor with respect to its investment advisory or other services. Schwab Advisor Services™ serves independent investment advisors and includes the custody, trading, and support services of Schwab. Independent investment advisors are not owned by, affiliated with, or supervised by Schwab. ©2018 Charles Schwab & Co., Inc. ("Schwab"). All rights reserved. Member SIPC. (1018-872J)
 

On-screen text: 
Charles Schwab
Schwab Advisor Services™ 

Over 7,500 independent financial advisors depend on Schwab. Here's why.
 
Megan Gorman
Chequers Financial Management
 
MEGAN: I was drawn to the idea of setting up an RIA. I wanted to be able to create the experience where it's about the client and enjoying my time with the client. Schwab supports us in a way that I couldn't even have imagined back when I was first setting up the firm.
 
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Natalie Straub
Schwab Advisor Services
 
NATALIE: Meg and I started working together probably about two years ago. When you go independent and become a registered investment advisor, you're not going it alone, especially when you're working with someone like Schwab.
 
MEGAN: Natalie is the one that we call and say, 'Hey Natalie, we're trying to do this. Can it happen?' It was a really big, sort of of…confidence booster, in taking this leap to start a firm.
 
NATALIE: I like to think of myself as an extension of their team and an advocate for them and for their business. They're looking for someone to confirm they're doing the right thing.
 
MEGAN: They've seen what works and they can help you refine your ideas as you're being creative on what the client should experience with your firm.
 
NATALIE: She is also one of my firms that's growing fastest.
 
MEGAN: They understand best practices. They understand what you should be doing as a whole as a financial firm.
 
NATALIE: My $100 million client gets the same exact experience as my $3 billion client. And it's all about the client experience, and we're seeing things through clients' eyes.
 
On-screen text: 
Charles Schwab
Own your tomorrow®
 
Charles Schwab is proud to support more independent financial advisors of all sizes and their clients than anyone else.
 
DISCLOSURES:
The views expressed are for general information purposes only and are not intended to be a substitute for specific individualized legal or compliance advice. Where specific advice is necessary or appropriate, Schwab recommends consultation with a professional. Examples described are for illustrative purposes only and do not represent a guarantee of future performance or success and may not be representative of your experience.

Chequers Financial Management is not owned by or affiliated with Schwab, and its personnel are not employees or agents of Schwab. This is not a referral to, endorsement or recommendation of, or testimonial for the advisor with respect to its investment advisory or other services. Schwab Advisor Services™ serves independent investment advisors and includes the custody, trading, and support services of Schwab. Independent investment advisors are not owned by, affiliated with, or supervised by Schwab. ©2018 Charles Schwab & Co., Inc. ("Schwab"). All rights reserved. Member SIPC. (1018-8XCU)
 

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Charles Schwab
Schwab Advisor Services™ 

Over 7,500 independent financial advisors of all sizes depend on Schwab. Here's why. 

Andrea Broughton
SBK Financial
 
ANDREA: Being an independent RIA was never really even a question. I wanted to work at a place where clients' needs came first. We started day one with four people: We had three partners and one staff. The transition team at Schwab was invaluable.
 
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Sheila Foley
Schwab Advisor Services
 
SHIELA: Andrea and her team were essentially looking to the next iteration of their business and wanted to focus and really think about where they were going to go as far as the future. So they looked to us to say, "What is it that you can help us do in terms of the thinking through the process?"
 
ANDREA: They understand our business and they understand the importance of providing our clients with a great experience.
 
SHIELA: We're helping not only with growth, but we're really helping them in being innovative, in being thought leaders.
 
ANDREA: They're constantly looking at new ways to make our lives easier.
 
SHIELA: We wake up every day—this is exactly what we do: We think about our work and how best we can support our clients.
 
ANDREA: I can say without a doubt that Schwab has made a difference in our growth.
 
On-screen text: 
Charles Schwab
Own your tomorrow®
 
Charles Schwab is proud to support more independent financial advisors of all sizes and their clients than anyone else.
 
DISCLOSURES:
The views expressed are for general information purposes only and are not intended to be a substitute for specific individualized legal or compliance advice. Where specific advice is necessary or appropriate, Schwab recommends consultation with a professional. Examples described are for illustrative purposes only and do not represent a guarantee of future performance or success and may not be representative of your experience.

SBK Financial is not owned by or affiliated with Schwab, and its personnel are not employees or agents of Schwab. This is not a referral to, endorsement or recommendation of, or testimonial for the advisor with respect to its investment advisory or other services. Schwab Advisor Services™ serves independent investment advisors and includes the custody, trading, and support services of Schwab. Independent investment advisors are not owned by, affiliated with, or supervised by Schwab. ©2018 Charles Schwab & Co., Inc. ("Schwab"). All rights reserved. Member SIPC. (1018-8X00)
 

On-screen text: 
Charles Schwab
Schwab Advisor Services™ 

Over 7,500 independent financial advisors of all sizes depend on Schwab. Here's why.
 
Brett Shaver
Princeton Global Asset Management
 
BRETT: Being independent, it sounds like you're on your own but it's very far from the truth. My team at Schwab is absolutely as passionate about our business as I am. We know we're aligned completely together to grow our businesses. When we do need to get something resolved, Schwab helps us get it done correctly the first time.
 
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Joseph Taromina
Schwab Advisor Services
 
JOE: We actively listen and really—just from end to end—give them that seamless experience, and be consultative with them. And really, if they come to you with an intricate situation, really be able to drill down, roll up your sleeves, and get that situation resolved for the end client and the advisor.
 
BRETT: They kind of created this category. Seeing the success Charles Schwab has had in the independent advisor space, I think we're very comfortable that Schwab will grow with our firm over time. This is a business that Schwab is dedicated to.
 
JOE: We're dealing with RIAs' livelihoods; we're dealing with clients' livelihoods. It's important to trust the custodian that you deal with day-to-day.
 
BRETT: There's enough to worry about in this business. Your custodian doesn't need to be one of them. Schwab is a champion for my independence.
 
On-screen text: 
Charles Schwab
Own your tomorrow^®
 
Charles Schwab is proud to support more independent financial advisors of all sizes and their clients than anyone else.
 
DISCLOSURES:
The views expressed are for general information purposes only and are not intended to be a substitute for specific individualized legal or compliance advice. Where specific advice is necessary or appropriate, Schwab recommends consultation with a professional. Examples described are for illustrative purposes only and do not represent a guarantee of future performance or success and may not be representative of your experience.

Princeton Global Asset Management is not owned by or affiliated with Schwab, and its personnel are not employees or agents of Schwab. This is not a referral to, endorsement or recommendation of, or testimonial for the advisor with respect to its investment advisory or other services. Schwab Advisor Services™ serves independent investment advisors and includes the custody, trading, and support services of Schwab. Independent investment advisors are not owned by, affiliated with, or supervised by Schwab. ©2018 Charles Schwab & Co., Inc. ("Schwab"). All rights reserved. Member SIPC. (1018-8X00)
 

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Advisor Services™ 

Why independence? For my clients.

Laurie Nardone
Shira Ridge Wealth Management

Laurie: When we made the transition in 2015, one hundred percent of our clients moved over with us. Schwab was so professional with the whole transition process.

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Ryan Moschel

Schwab Advisor Services

Ryan: My job as a transition consultant is to bring in any and all internal and external resources that an advisor may need.

Laurie: Because there are questions no matter how prepared you are. There's still questions in everything that comes up.

Ryan: Her and -- I should say her staff, too -- they're all genuine, nice people. They're willing to help. They believe in what they do and, you know, that just really lines up with what I'm all about and what I think Schwab is all about.

Laurie: It was so nice to be able to go to our clients and say, "here's where we're moving to. Here's why it's better. Let me count the ways." We had about $45 million in assets under management. Now we're at $110 million. Our referrals increased dramatically once we made the move to Schwab.

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Charles Schwab
Own your tomorrow^®

Charles Schwab is proud to support the independent financial advisors who are passionately dedicated to helping people achieve their financial goals.

DISCLOSURES:

The views expressed are for general information purposes only and are not intended to be a substitute for specific individualized legal or compliance advice. Where specific advice is necessary or appropriate, Schwab recommends consultation with a professional. Examples described are for illustrative purposes only and do not represent a guarantee of future performance or success and may not be representative of your experience.

Shira Ridge Wealth Management is not owned by or affiliated with Schwab, and its personnel are not employees or agents of Schwab. This is not a referral to, endorsement or recommendation of, or testimonial for the advisor with respect to its investment advisory or other services. Schwab Advisor Services™ serves independent investment advisors and includes the custody, trading, and support services of Schwab. Independent investment advisors are not owned by, affiliated with, or supervised by Schwab. ©2020 Charles Schwab & Co., Inc. ("Schwab"). All rights reserved. Member SIPC. (0320-0HRH)

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Advisor Services™ 

Independence works for me and my clients.

Andy Brown
Capital Advisors

Andy: You know, if I was still talking with somebody who was still on the brokerage side looking to come independent, I would really tell them to focus on what's the most important thing you like to do. Charles Schwab, in my mind, will help you from day one develop your business plan, help you develop your compliance, and allow you to really focus on what you want to do, which is take care of the clients. They will be an extension of your firm. Schwab is focused on us like we focus on our clients.

On-screen text: 

Charles Schwab
Own your tomorrow^®

Charles Schwab is proud to support the independent financial advisors who are passionately dedicated to helping people achieve their financial goals.

DISCLOSURES:

The views expressed are for general information purposes only and are not intended to be a substitute for specific individualized legal or compliance advice. Where specific advice is necessary or appropriate, Schwab recommends consultation with a professional. Examples described are for illustrative purposes only and do not represent a guarantee of future performance or success and may not be representative of your experience.
Capital Advisors is not owned by or affiliated with Schwab, and its personnel are not employees or agents of Schwab. This is not a referral to, endorsement or recommendation of, or testimonial for the advisor with respect to its investment advisory or other services. Schwab Advisor Services™ serves independent investment advisors and includes the custody, trading, and support services of Schwab. Independent investment advisors are not owned by, affiliated with, or supervised by Schwab. ©2020 Charles Schwab & Co., Inc. ("Schwab"). All rights reserved. Member SIPC. (0320-0HRH)