Schwab Advisor AI in Action: Executive Education for RIA Leaders

Schwab Advisor AI in Action: Executive Education for RIA Leaders (video transcript [02:15])

[00:00] [Audio: Cheerful music begins playing and continues throughout the video.]

[00:01] [Visual: The Charles Schwab logo appears with a faded image of an office in the background. Then, the text "Schwab Advisor AI in Action: Executive Education for RIA Leaders" rises up and appears in a box.]

[00:08] [Visual: A man appears on screen. Introductory text appears on screen below him "Adam Moseley, Director, Artificial Intelligence Consulting.] [Adam Moseley]: Hello. In my twenty-five-plus years with Schwab Advisor Services and working with RIA firms, I am seeing that we are at a critical moment.

[00:15] [Visual: An animated graphic of an exclamation point appears on screen for emphasis.]

[00:16] [Adam]: The use of Artificial Intelligence… [00:18] [Visual: An animated graphic of three diamonds appears on screen for emphasis.] [Adam]: …in the advisor business is moving from experimentation to strategic and real impact—and the firms that understand it now could have a significant advantage.

[00:28] [Visual: An animated graphic of a dial appears on screen for emphasis.] [Adam]: AI is rapidly transforming the industry and how RIA firms operate, and creating incredible efficiencies in the process—from automating routine tasks...

[00:36] [Visual: A checkmark graphic appears next to the text: "Automating routine tasks."] [Adam]: ...and streamlining operational and administrative workflows...

[00:38] [Visual: A checkmark graphic appears next to the text: "Streamlining operational and administrative workflows."] [Adam]: ...to helping advisors spend more time with clients, deepening those relationships.

[00:41] [Visual: A checkmark graphic appears next to the text: "Helping advisors spend more time with clients."]

[00:46] [Adam]: The firms we work with that are leveraging AI and integrating it into their business, they're doing more than just boosting productivity...

[00:53] [Visual: A checkmark graphic appears next to the word "Innovation," followed by another checkmark graphic next to the words "Client experience."] [Adam]: ...they're driving innovation and evolving the client experience. And it's been a significant gamechanger for these firms and validates the traction that AI is having in our industry.

[01:03] [Adam]: That's why we've partnered with… [Visual: The "HAI—Stanford University's Human-Centered AI Institute" logo appears on screen.] [Adam]: Stanford University's Human-Centered AI Institute to develop a comprehensive learning experience for leaders to deepen their understanding of AI and explore strategic opportunities to enhance their efficiency, improve their client experience, and secure long-term growth.

[01:21] [Adam]: This immersive event has been designed to provide you with practical knowledge for making well-informed strategic decisions as you...

[01:26] [Visual: An animated cybersecurity shield graphic appears on screen.] [Adam]: ...responsibly and effectively adopt AI within your firm. By participating, you'll be better equipped:

[01:32] [Visual: Checkmark graphics appear sequentially on screen next to the following text: "Design a practical AI strategy," then "Assess your firm's data readiness," then "Evaluate and redesign workflows," and finally "Develop an AI roadmap."] [Adam]: To design a practical AI strategy, to assess your firm's data readiness, to evaluate and redesign workflows, and to develop an AI implementation roadmap.

[01:44] [Adam]: We are confident you'll walk away inspired and energized with the prospect of new opportunities and possibilities for your firm's future success.

[01:50] [Visual: An animated graphic of three people reaching for a star appears on screen for emphasis.] [Adam]: AI is moving quickly in our industry. I hope you will join us to work on advancing your firm's strategy and use of AI—and staying ahead of the curve.

[02:00] [Visual: An animated graphic of a computer monitor appears on screen with the text: "Register today."] [Adam]: Register today to reserve your seat. I look forward to seeing you at the event! Thank you.

[02:07] [Visual: The screen fades to white. The "Charles Schwab" logo appears alongside concluding text "Own your tomorrow™" and legal disclosures:

"Schwab is not affiliated with Stanford University, any faculty from these schools, or any other third-party firms mentioned.

The information provided through this event is for general informational purposes only and is not advice or a recommendation. Any views expressed by third-party speakers are solely their own and may not represent those of Charles Schwab. Charles Schwab does not guarantee the accuracy, completeness, or reliability of information provided by third parties. Any materials are provided only for your personal use and are designed to be used only in conjunction with the event—you may not reproduce, retransmit, distribute, disseminate, sell, publish, broadcast or circulate them without express prior written consent.

Experiences reflected are not a guarantee of future performance or success and may not be representative of your experience.

Information included in this video is intended to be an overview and is subject to change.

Schwab reserves the right to modify the topics and/or speakers without advance notice at any time.

This material is for institutional investor use only. This material may not be forwarded or made available, in part or in whole, to any party that is not an institutional investor.

Schwab Advisor Services™ provides custody, trading, and the support services of Charles Schwab & Co., Inc. ("Schwab"), member SIPC, to independent investment advisors and Charles Schwab Investment Management, Inc. ("CSIM"). Independent investment advisors are not owned by, affiliated with, or supervised by Schwab.

©2026 Charles Schwab & Co., Inc. ("Schwab"). All rights reserved. SIPC (www.sipc.org)

(0526-Y5XT) ELC130336-00 (05/26)"]

[02:15] [Audio: The cheerful music gradually fades out.]