michael.pendergrass
Acronym
Foreside
Product ID
ForesideConnect
Description

Web-based management system to help RIAs meet compliance obligations.

Images
Image
ForesideConnect 1
Features

Real-time compliance software that helps RIAs stay on-task and up to date with their compliance program and the various changes to the regulatory environment, all while working directly with their consultant.

  • Interactive and customizable compliance calendar
  • Tailored checklists, tasks, and educational webinars
  • Risk alerts, filing information, examinations
Vendors
Foreside
Schwab Products
SIT Provider
Section
Compliance
Ad Hoc Tags
DoubleClick Tags

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