michael.pendergrass
Acronym
Foreside
Product ID
Foreside-AdCompliance
Description

Web-based portal to coordinate marketing material review with the SEC.

Images
Image
foreside adconnect
Features

Our internet-based portal facilitates marketing material review for IA and BD requirements. Foreside AdCompliance® was designed with the user in mind – whether that be the marketing department, compliance department or management teams.

  • Customized workflows, peer collaboration, progress tracking
  • Audit trails, single repository, disaster recovery
  • Compliant with SEC Rules 17a-4 and 204-2, and GDPR
Vendors
Foreside
Schwab Products
SIT Provider
Section
Compliance
Ad Hoc Tags
DoubleClick Tags

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