OPERATIONS: Customized operations outsourcing. Portfolio management software management including download, reconciliation, reporting, billing, new account setup, custodial applications and more.
IT: Fully hosted Corporate Network, or just hosted PortfolioCenter. Network management, user technical support, disaster recovery planning, documentation and testing.
COMPLIANCE: Administrative services to the Chief Compliance Officer. Compliance tasks are operationalized and scheduled to help advisors maintain their books and records.
We work to keep your database accurate and your processes efficient. Download and reconciliation or blotter review; we liaison with your custodians and your portfolio management service teams.
Reporting and Billing: We handle production, review, and distribution.
We are designed to become part of your operational team. Our services can ebb and flow as your needs change.
We support several portfolio management software packages.
Our services are adapted for each platform and for each advisor.
We offer access to high level consulting to help advisors reach best practices as well as assist in implementing growth initiatives.
About this Product
Outsourcing for Today’s Advisor:
We can perform virtually any operational support activity.
We customize our services to suite your needs.
We document and cross train everything that we do.
About Back Office Connection
Back Office Connection is a full-service outsourcing firm serving Registered Investment Advisors and Wealth Management Firms. We can completely customize and tailor our services to fit our client’s needs. Our founding premise and guiding principles direct us to go the extra mile for our clients; to understand their business and their clients, to communicate clearly and work with purpose in assisting them in achieving their goals. Back Office Connection was founded to help advisors focus on their clients and allocate a larger portion of their time to strategic growth planning. We differentiate ourselves by providing comprehensive services encompassing Operations, IT and Compliance administrative support.
API integration is available through Schwab OpenView Gateway®, which is provided by Performance Technologies, Inc. (“PTI”). Single sign-on is provided by PTI. Daily data files and trading integration are available through Charles Schwab & Co., Inc. ("CS&Co"), a registered broker-dealer and member SIPC. Not all third party providers listed on this site have integration agreements with Schwab. Schwab OpenView Gateway® and Schwab OpenView MarketSquare™ are services of PTI.
References to third parties on this site (whether such parties are vendors participating in a service of PTI or independent advisors using a service of a participating vendor) are not an endorsement or recommendation of, or an opinion (favorable or unfavorable), or advice about, or a referral to any product or service of any third party. Advisors are solely responsible for evaluating, selecting, and purchasing products and services offered by third party vendors. Unless indicated otherwise, third parties are independent and not affiliated with PTI or its affiliates.
Schwab Advisor Services includes the custody, trading, and support services of Charles Schwab & Co., Inc. ("CS&Co"), a registered broker-dealer and member SIPC, and the technology products and services of PTI. PTI and CS&Co are separate companies affiliated as subsidiaries of The Charles Schwab Corporation, but their products and services are independent of each other. PTI’s integration solutions integrate data about accounts custodied at CS&Co.
Access to Electronic Services may be limited or unavailable during periods of peak demand, market volatility, systems upgrade, maintenance, or for other reasons.