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Complect Q&A Forum

Product Description

About this Product

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Compliance forum for those who just want ad hoc compliance advice:
  • Forever Free: 5 Q&A views a month when you sign up
  • Basic: $10/mo. for unlimited views of Q&A asked by peers
  • Pro: $25/mo. to ask unlimited questions to our experts

About Complect

We know running a business is hard, staying compliant shouldn't be. Complect is an online platform that allows financial service firms to hire experienced compliance specialists on demand for one off projects and full time roles. Stop overpaying for the markup on traditional services firms and start accessing the secret talent pool you never knew existed. Our network of former CCOs, regulators, and compliance officers across 21 states and four countries are ready to help with your compliance project large or small. And, for those who DIY and just need a bit of expert advice from time to time, we've designed a compliance forum to give you access to our talent pool but without the costly retainer fees. See what your peers are asking. Ask you own specific questions. Get several perspectives from our seasoned experts.

Product Details

More info about us

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Category

Compliance
Serving Since Icon

Serving RIAs Since

2018
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Discount for Schwab Clients?

No

0719-93C0

API integration is available through Schwab OpenView Gateway®, which is provided by Performance Technologies, Inc. (“PTI”). Single sign-on is provided by PTI. Daily data files and trading integration are available through Charles Schwab & Co., Inc. ("CS&Co"), a registered broker-dealer and member SIPC. Not all third party providers listed on this site have integration agreements with Schwab. Schwab OpenView Gateway® and Schwab OpenView MarketSquare™ are services of PTI.

References to third parties on this site (whether such parties are vendors participating in a service of PTI or independent advisors using a service of a participating vendor) are not an endorsement or recommendation of, or an opinion (favorable or unfavorable), or advice about, or a referral to any product or service of any third party. Advisors are solely responsible for evaluating, selecting, and purchasing products and services offered by third party vendors. Unless indicated otherwise, third parties are independent and not affiliated with PTI or its affiliates.

Schwab Advisor Services includes the custody, trading, and support services of Charles Schwab & Co., Inc. ("CS&Co"), a registered broker-dealer and member SIPC, and the technology products and services of PTI. PTI and CS&Co are separate companies affiliated as subsidiaries of The Charles Schwab Corporation, but their products and services are independent of each other. PTI’s integration solutions integrate data about accounts custodied at CS&Co.

Access to Electronic Services may be limited or unavailable during periods of peak demand, market volatility, systems upgrade, maintenance, or for other reasons.