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SEC Cybersecurity Service

Product Description

About this Product

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We help you protect your clients and comply with SEC cybersecurity:
  • One-stop shop for everything you need for cybersecurity.
  • Regs: policy, risk analysis, training, phishing tests, etc.
  • Tech: vulnerability scans, pen tests, email security, etc.

About Adelia Risk

Cybersecurity is a clear focus for the SEC in their upcoming exams. Many firms think they can solve the problem by buying the right template. Others make the mistake of assuming their IT team “has it covered.” Both approaches are a recipe for disaster. As a boutique cybersecurity firm, we protect your firm and your clients, and help you comply with the SEC's cybersecurity guidance. We’re a one-stop shop. We handle both the documentation required (policies, risk assessments, training, etc.) and the cybersecurity technology you need (phishing tests, vulnerability scanning, email security, etc.). You can sleep well knowing your cybersecurity is handled by experts. See our online guide to the SEC’s Cybersecurity Guidance (https://adeliarisk.com/sec-cybersecurity-guidance/).

Product Details

More info about us

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Category

Cybersecurity
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Serving RIAs Since

2012
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Discount for Schwab Clients?

Yes

0719-93C0

API integration is available through Schwab OpenView Gateway®, which is provided by Performance Technologies, Inc. (“PTI”). Single sign-on is provided by PTI. Daily data files and trading integration are available through Charles Schwab & Co., Inc. ("CS&Co"), a registered broker-dealer and member SIPC. Not all third party providers listed on this site have integration agreements with Schwab. Schwab OpenView Gateway® and Schwab OpenView MarketSquare™ are services of PTI.

References to third parties on this site (whether such parties are vendors participating in a service of PTI or independent advisors using a service of a participating vendor) are not an endorsement or recommendation of, or an opinion (favorable or unfavorable), or advice about, or a referral to any product or service of any third party. Advisors are solely responsible for evaluating, selecting, and purchasing products and services offered by third party vendors. Unless indicated otherwise, third parties are independent and not affiliated with PTI or its affiliates.

Schwab Advisor Services includes the custody, trading, and support services of Charles Schwab & Co., Inc. ("CS&Co"), a registered broker-dealer and member SIPC, and the technology products and services of PTI. PTI and CS&Co are separate companies affiliated as subsidiaries of The Charles Schwab Corporation, but their products and services are independent of each other. PTI’s integration solutions integrate data about accounts custodied at CS&Co.

Access to Electronic Services may be limited or unavailable during periods of peak demand, market volatility, systems upgrade, maintenance, or for other reasons.