New Account Opening, Document Management and Storage, Automation and Workflow Engine, Digital Disclosure Delivery, Trade Surveillance and Compliance, Advisor Compensation, and Advisor Transition Acceleration

Product Infographic captions

• 1

  Opening and maintaining accounts requires filling out a lot of paperwork with a ton of repeated information. It’s a lengthy process, and every error makes it even longer. What if you could eliminate errors and delays from your new business workflows?

• 2

  Docupace automatically pulls the correct forms in the correct order and checks for compliance errors, dramatically reducing NIGO rates.

• 1

  The Docupace Platform integrates with your operations and technology infrastructure and empowers your firm to:
  • Reduce NIGO rates to low single digits
  • Shorten the client onboarding process
  • Auto-populate data from your CRM or another platform
  • Catch errors and inconsistencies prior to submission
  • Sign documents electronically with DocuSign and SIGNiX
  • Track account processing in real time from any office
   

• 1

  With Docupace, you can shrink processing times from days to minutes. All the forms are preloaded into the Platform and client data is pulled directly from your CRM. Just start typing then watch as information automatically populates across all relevant forms.

• 2

  With electronic processing, new account paperwork can be electronically signed, recorded, processed, confirmed, tracked, and transmitted — all within minutes.