Successful fraud attempts spiking: Verbally verify each move money request with clients
Michelle Thetford, VP Schwab Advisor Services Client Strategic Solutions, shares insights into a number of fraud topics--from current trends to safe practices for moving money.
Books and records: Key definitions and considerations
Determining which books and records should be kept and how can be a daunting task. This white paper explores the various recordkeeping requirements and offers best practices to consider for general operations and storage, including storage of electronic records.