Trading education to help you stay ahead of the competition
Get access to Schwab's trading education and strategy consultations to help advisors like you trade more effectively and seize opportunities in any market.
Support and resources to help you run your business
No matter where you are in the process of becoming an RIA, from making the transition to growing your firm, Schwab has tools and expertise to help you reach your goals.
Keep up with market commentary from the Schwab Center for Financial Research
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Want to learn more about the independent RIA model?
After helping thousands of advisors transition to independence, we're confident that we can help answer your most pressing questions about the RIA model.
Better economics, greater autonomy, and the ability to build financial value in an independent business are some of the benefits investment advisors cited after going independent.1 Learn more about the benefits of becoming an independent financial advisor.
Whether you want to work for an existing RIA firm or build your own from scratch, look for options that match your priorities. The five core RIA business models allow you to:
- Join an RIA as an employee
- Affiliate with an established RIA
- Share firm ownership with an equity partner
- Outsource tasks to a platform provider
- Create your own RIA firm
A Schwab Business Development Officer can help you determine which option is right for you and provide you with support and guidance throughout your transition.
Factors like industry experience, technology, security, education, business development resources, and other high-value services can make the right custodian a game changer for your practice. Learn how to choose an RIA custodian.
We offer industry-leading technology, proven stability, and a wide range of investment products and wealth management solutions that help meet the unique needs of independent RIAs. In addition, our Business Consulting and Education team offers support to help you reach your goals for independence and grow your firm. Discover how Schwab can support you.
Schwab offers you the freedom and flexibility to trade your way, with world-class proprietary trading tools and extensive connectivity to third-party trading technology. Additionally, Schwab's experienced professionals serve as an extension of your team, providing ongoing education and training as well as on-demand trading expertise to help you implement sophisticated investment strategies and better serve your clients—all at no additional cost. Explore our trading capabilities.
Make your move: Go independent
Why put off independence? Connect with a Business Development Officer for a confidential conversation about how we can help you take your next step toward becoming an independent RIA.
1. The Cerulli Report, U.S. RIA Marketplace 2023: Resiliency in the Pursuit of Scale, Exhibit 4.01, Cerulli Associates.
The information provided here is for general informational purposes only and should not be considered an individualized recommendation or personalized investment advice. The investment strategies mentioned here may not be suitable for everyone. Each investor needs to review an investment strategy for his or her own particular situation before making any investment decision. All expressions of opinion are subject to change without notice in reaction to shifting market conditions. Data contained herein from third-party providers is obtained from what are considered reliable sources. However, its accuracy, completeness, or reliability cannot be guaranteed. Examples provided are for illustrative purposes only and not intended to be reflective of results you can expect to achieve.
Options carry a high level of risk and are not suitable for all investors. Certain requirements must be met to trade options through Schwab. Please read the Options Disclosure Document titled "Characteristics and Risks of Standardized Options" before considering any option transaction.