Provider Listings
Leverage Schwab's relationship with RIA vendors across the industry to research and select a solution that may be right for your firm.
Find your firm's next provider
To help you find the right solutions for your firm, use the filters below to select the kind of tool or service you need. You can also filter results based on the level of integration with Schwab or even the provider's name. You can then easily focus in on those that may fit your needs, and click through to view detailed information, including screenshots of the technology in action.
| Product | Company | Category | Summary | Schwab Integration & Programs |
|---|---|---|---|---|
| UN SDGs | Clarity AI UN SDGs | Practice Management | Measure portfolio impact across the UN SDGs. |
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| Clearnomics | Clearnomics, Inc | Research & Analytics | Clearnomics is the market insights platform for wealth advisors. |
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| Clearwater | Clearwater | Data Aggregator, Portfolio Management, Reporting | Harness leading technology to drive efficient and effective client experiences. |
Daily Data Files |
| CogniCor Advisors AI Assistant | CogniCor Technologies Inc. | Other, Practice Management | Knowledge graph driven contextual AI assistant for advisor growth. |
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| College-planning software | Collegiate Funding Solutions | Financial Planning | CFS equips RIA's with college-planning, software, support and marketing material needed to. |
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| Complect Marketplace | Complect | Compliance | Marketplace to hire former CCOs & regulators for your compliance needs. |
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| Complect Q&A Forum | Complect | Compliance | Compliance forum for those who just want ad hoc compliance advice. |
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| ComplianceAdvisor | ComplianceAdvisor | Compliance | Our investment advisor compliance services, ComplianceAdvisor, are designed to support state or SEC-registered investment advisors in fulfilling their regulatory obligations with ease and confidence. |
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| XLR8 | Concenter Services | CRM Consultants | Salesforce customized for Advisors and Wealth Managers |
API Integration |
| Compliance Consulting Services | Confluence Technologies | Compliance | Comprehensive compliance management & outsourced compliance solutions. |
Daily Data Files |
| Mobile Scribe | Copytalk | Practice Management | Copytalk provides secure transcription via phone or smartphone app. |
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| All-In-One Cybersecurity Platform | Coro.net | Cybersecurity | One pane of glass and price to Protect Email, Endpoints, Wi-Fi, DLP and Cloud Apps. |
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| d1g1t | d1g1t, Inc. | Billing, Compliance, Data Aggregator, Document and Form Management, Integrated Platform, Portfolio Management, Reporting, Trading & Rebalancing, UHNW Technology, Website/Portal | All-in-One SaaS-based advisor platform for investment professionals |
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| Custom Automation Software | Database Concepts, LLC | Other, Practice Management | Software to automate office and trade functions. |
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| Client Discovery - Behavioral Assessment - Library | DataPoints | Client Profiling FP, Other, Risk Analysis | Uncover client money mindset with behavioral assessments from DataPoints. |
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| Delio Core OS | Delio Group | Integrated Platform | Product source agnostic operating system for distributing and reporting on alternatives, fully white-label. |
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| Delio Core API | Delio Group | IT/Infrastructure/Hosting | Embedded API infrastructure for delivering a tailored alternatives solution to your advisors and clients. |
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| dfd.ai | DFD Partners | Other, Practice Management | We leverage ai/ml to match asset and wealth managers to their next client |
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| Dispatch | Dispatch | Client Profiling FP, Data Aggregator, Document and Form Management, Practice Management | The easiest way to onboard clients. |
API Integration |
| Financial DNA | DNA Behavior Resources USA, Inc | Client Profiling FP, Financial Planning | Online financial personality management solution using validated financial personality insights. |
Single Sign On |
| Docupace | Docupace | Compliance, Document and Form Management, Integrated Platform | Docupace solutions help RIAs streamline onboarding, doc management & other functions |
Daily Data Files |
| New Account Opening, Document Management and Storage, Automation and Workflow Engine, Digital Disclosure Delivery, Trade Surveillance and Compliance, Advisor Compensation, and Advisor Transition Acceleration | Docupace Technologies, LLC | Compliance, Document and Form Management, Integrated Platform | Docupace solutions help RIAs streamline onboarding, doc mgmt & other functions. |
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| DocuSign | DocuSign | Compliance, Document and Form Management, IT/Infrastructure/Hosting, Other, Practice Management | Send and sign agreements securely from virtually any device. |
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| Tax Planning Assessment for Financial Advisors | Dominion Enterprise Services | Other, Practice Management | Advisor specific CPA firm focused on proactive planning and income tax filing for growing firms. |
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| Tax planning and income tax filing for Advisor Firms | Dominion Enterprise Services | Practice Management | Advisor specific CPA firm focused on proactive planning and income tax filing for growing firms. |